“The SEC will negotiate with Sprague [Steven Sprague, CEO of Rivetz] and submit a proposal for a decision on compensation and monetary relief on or before October 22, 2024,” said Mastroianni. “Sprague will file objections to the proposed decision on or before November 5, 2024.”
ABOUT AUTHOR
CATEGORIES
- Month-end portfolio data for Federated Hermes Premier Municipal Income Fund from Investing.com
- Apple announces the new iPad mini, available to order now
- UnitedHealth forecasts 2025 earnings of up to $30 per share According to Reuters
- Citigroup C results for Q3 2024
- BofA Profit Falls on Weaker Interest Income Author: Reuters
- A Russian court has rejected an appeal against the provisional arrest of a South Korean accused of espionage, reports RIA By Reuters
- European Stocks Rise to Two-Week Highs; decline in crude oil stocks. According to Reuters